Friday, October 21, 2016

We are supposed to meet in early November

from: Colin (CE) (FBI) @ic.fbi.gov>
to: "hartzman
date: Fri, Oct 21, 2016 at 9:50 AM
subject: E-mail
mailed-by: ic.fbi.gov
signed-by: fbi.gov

Colin
FBI Charlotte
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from: George Hartzman
to: Colin (CE) (FBI)" @ic.fbi.gov>
date: Fri, Oct 21, 2016 at 9:52 AM

Attachment in document form; [http://seekingalpha.com/article/4011628-wells-fargo-wachovia-fed]

thanks,

g
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from: Colin (CE) (FBI) @ic.fbi.gov>
to: George Hartzman
date: Fri, Oct 21, 2016 at 9:51 AM

Got it; thank you, sir.
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from: George Hartzman
to: Colin (CE) (FBI)" @ic.fbi.gov>
date: Fri, Oct 21, 2016 at 9:56 AM

Wells Fargo "4front" Financial Plan Fraud

We employed a scheme called 4front to make money most of our clients didn't know about by faking financial plans to qualify for a retention incentive bonus after the Wachovia Wells Fargo merger

Wells Fargo Advisors, including myself, defrauded, recommitted and is currently committing fraud on thousands of Wells Fargo clients whose accounts are governed by The Investment Advisors Act of 1940 via misleading Envision financial plans created without including what we were charging, while many client goals were lowered so Financial Advisors could qualify for the 4front incentive retention bonus' after the Wells Fargo Wachovia merger.  Financial Advisors were compensated over and above what was disclosed to clients by gaming plan goals and leaving out what we were actually charging, which makes it illegal.

Very few clients provided actual goals, and most clients didn't meet with thier Financial Advisors to go over the plans, as most were bogus.

Client goals were lowered to make the financial plans qualify for 4front, which mandated every single qualifying household show they were on their way to a targeted prosperity.

We had to make sure the plans stayed fake every year after to keep the bonus money.

Thousands of Wells Fargo clients are being lied to on their monthly statements and the SEC and FINRA is aware of it has done nothing since 2012.

This is how not one big executive didn't go to jail.

We lied to thousands of Wells Fargo clients to make 'incentive' money.

North Carolina's Securities Division informed the SEC and FINRA and our federal regulators have done nothing.
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from: Colin (CE) (FBI) @ic.fbi.gov>
to: George Hartzman <
date: Fri, Oct 21, 2016 at 9:55 AM

Got it; thanks!